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Irish Financial Services Law
Legislation (IE)
Statutory Instruments
2005
Information
Table of Contents
Table of Contents
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Prospectus (Directive 2003/71/EC) Regulations, 2005 [S.I. No. 324 of 2005]
Introductory Text
Part I Preliminary and general (regs. 1-7)
Regulation 1 Citation
Regulation 2 Interpretation
Register of Natural Persons and Small and Medium-Sized Enterprises as Qualified Investors (regs. 3-7)
Regulation 3
Regulation 4
Regulation 5
Regulation 6
Regulation 7
Part 2 Securities outside the ambit of these regulations (reg. 8)
Regulation 8
Part 3 Exemptions from the obligation to publish a prospectus (regs. 9-11)
Excluded Offers (regs. 9-11)
Regulation 9
Regulation 10
Regulation 11
Part 4 Obligation to publish a prospectus (regs. 12-17)
Regulation 12
Regulation 13
Regulation 14
Regulation 15
Regulation 16
Regulation 17
Part 5 Drawing up of the prospectus content, format and validity (regs. 18-30)
Regulation 18
Regulation 19 Contents of Prospectus
Regulation 20 Minimum Information
Regulation 21 Summary
Regulation 22 Single or Separate Documents
Regulation 23 Base Prospectus
Omission of Information (regs. 24-26)
Regulation 24
Regulation 25
Regulation 26
Incorporation by Reference (regs. 27-28)
Regulation 27
Regulation 28
Regulation 29 Prospectuses Consisting of Separate Documents
Regulation 30 Validity of a Prospectus, Base Prospectus and Registration Document
Part 6 Responsibility attaching to the prospectus (regs. 31-32)
Regulation 31
Regulation 32
Part 7 Approval of prospectus (regs. 33-43)
Approval of the Prospectus (regs. 33-38)
Regulation 33
Regulation 34
Regulation 35
Regulation 36
Regulation 37
Regulation 38
Regulation 39 Application to Court
Regulation 40 Transfer to Another Competent Authority
Transfer from Another Competent Authority (regs. 41-42)
Regulation 41
Regulation 42
Regulation 43 Liability of Bank and Other Bodies
Part 8 (regs. 44-52)
Publication of Prospectus (regs. 44-50)
Regulation 44
Regulation 45
Regulation 46
Regulation 47
Regulation 48
Regulation 49
Regulation 50
Supplements to the Prospectus (regs. 51-52)
Regulation 51
Regulation 52
Part 9 Cross-Border offers and admissions to trading (regs. 53-62)
Regulation 53
Community Scope of Approvals of Prospectuses (regs. 54-58)
Regulation 54
Regulation 55
Regulation 56
Regulation 57
Regulation 58
Issuers Incorporated in Third Countries (regs. 59-60)
Regulation 59
Regulation 60
Co-operation between Authorities (regs. 61-62)
Regulation 61
Regulation 62
Part 10 Use of languages (regs. 63-67)
Use of Languages (regs. 63-67)
Regulation 63
Regulation 64
Regulation 65
Regulation 66
Regulation 67
Part 11 Annual information document (regs. 68-72)
Regulation 68
Regulation 69
Regulation 70
Regulation 71
Regulation 72
Part 12 Advertisements (regs. 73-77)
Regulation 73
Regulation 74
Regulation 75
Regulation 76
Regulation 77
Part 13 Competent authority (regs. 78-79)
Regulation 78 Designation of Competent Authority
Regulation 79 Delegation of functions
Part 14 Powers of competent authority (regs. 80-91)
Regulation 80 Definitions
Regulation 81
Regulation 82
Regulation 83
Regulation 84
Regulation 85 Power to appoint authorised officers
Regulation 86 Powers of authorised officers
Regulation 87 Warrants
Regulation 88 Directions by the Bank
Precautionary Measures (regs. 89-90)
Regulation 89
Regulation 90
Regulation 91 Privilege
Part 15 Administrative Sanctions (regs. 92-106)
Regulation 92 Interpretation (Part 15)
Regulation 93 Bank may appoint assessor
Regulation 94 Revocation of appointment of assessor
Regulation 95 Power to require witnesses to appear and give evidence
Regulation 96 Referral to Court on question of law
Regulation 97 Assessee to be issued copy of any adverse assessment, etc
Regulation 98 Right of appeal against adverse assessment (including specified sanctions)
Regulation 99 Sanctions that may be imposed by Bank
Regulation 100 Power to correct assessments
Regulation 101 When specified sanctions take effect
Regulation 102 Enforcement of adverse assessment (including specified sanctions)
Regulation 103 Publication of certain specified sanctions
Regulation 104 Person not liable to be penalised twice for same contravention
Regulation 105 Person not to be concerned in management of regulated financial service provider while disqualified
Regulation 106 Power of the Bank to resolve suspected contraventions, etc
Part 16 Penalties, general and other miscellaneous provisions (regs. 107-113)
Regulation 107 Certain Offences and Penalties generally
Regulation 108 Annual Report of Bank
Regulation 109 Fees
Regulation 110 Revocations and Amendments
Transitional Provisions (regs. 111-113)
Regulation 111
Regulation 112
Regulation 113
Schedule 1 Responsible Persons
Schedule 2 Advertising Principles
Schedule 3 Amendment of European Communities (Stock Exchange) Regulations 1984
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https://service.betterregulation.com/document/94778
Prospectus (Directive 2003/71/EC) Regulations, 2005 [S.I. No. 324 of 2005]
Part 14 Powers of competent authority (regs. 80-91)
Regulation 80 Definitions
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Version status:
Revoked
| Document consolidation status:
Updated to reflect all known changes
Version date: 21 July 2019 - onwards
Version 4 of 4
Regulation 80 Definitions
Revoked from 21 July 2019
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