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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2012 - onwards
  Version 3 of 3    

Regulation 4

Revoked from 1 July 2012

(1) The Bank shall establish and maintain a register in which there shall be entered the name of every natural person and every small and medium-sized enterprise who or which -

(a) applies in writing for inclusion on the register in accordance with the prospectus rules, and

(b) satisfies the conditions for inclusion on the register specified in paragraph (2) or (3), as appropriate.

(2) The conditions for inclusion on the register in respect of a natural person are as follows:

(a) he or she is resident in the State,

(b) he or she meets at least two of the following requirements -

(i) he or she has carried out transactions of a significant size on securities markets at an average frequency of, at least, 10 per quarter over the 4 quarters immediately prior to the application being made,

(ii) the value of his or her securities portfolio exceeds €0.5 million,

(iii) he or she works or has worked for at least one year in the financial sector in a professional position which requires kn

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