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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
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Regulation 15 Interpretation of Chapter 2

In this Chapter -

"clients considered to be professionals" means professional clients (as defined by Article 2(1)(8) of the markets in financial instruments regulation) who fall within Part 2 of Schedule 1 to that regulation;

"power of intervention" means the power of the regulator to impose any requirement in relation to the firm in respect of which the power is exercisable which the regulator could impose if - (a) the firm's permission was a Part 4A permission, within the meaning of the Act; and (b) the regulator was entitled to exercise its power under section 55L(3) or 55M(3) of the Act;

"third country firm" has the same meaning as in Article 2.1.42 of the markets in financial instruments regulation;

"third country firm registered with the FCA" means a third country firm which - (a) is registered in the register of third-country firms kept by the FCA in accordance with Article 48 (register) of the markets in financial instruments regulation; and (b) has the right

Comparing proposed amendment...