Part 3 Position limits and position management controls in commodity derivatives (regs. 15A-29)

Comparing proposed amendment...


Not yet in force	Regulation 15A FCA rules relating to position limits
In force	Regulation 16 FCA duty to establish position limits
In force	Regulation 17 Exemption for non-financial entities
In force	Regulation 18 Content of position limits
In force	Regulation 19 FCA duty to use Regulation (EU) 2017/591 to establish position limits and to review if market changes
Omitted	Regulation 20 ESMA opinions on position limits
Omitted	Regulation 21 Position limits affecting multiple EEA jurisdictions
Omitted	Regulation 22 Cooperation with other competent authorities regarding position limits affecting multiple EEA jurisdictions
In force	Regulation 23 General requirements for position limits
Omitted	Regulation 24 FCA duty to notify ESMA of established position limits and position management controls
In force	Regulation 25 Procedure in exceptional cases
In force	Regulation 26 Effect of position limits established by the FCA
In force	Regulation 27 FCA power to require information
In force	Regulation 28 FCA power to intervene
Omitted	Regulation 28A Cooperation with ESMA and other competent authorities in respect of interventions to restrict, reduce, or limit positions
In force	Regulation 29 Interpretation of Part 3

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