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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - 31 December 2024
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Regulation 47 Notifications, reports, and applications relating to the markets in financial instruments regulation

(1) The FCA may direct the manner in which a person must -

(a) notify the FCA, for the purposes of regulation 30(1A)(e), that the person is making use of the exemption under that regulation;

(b) report to the FCA, for the purposes of the words after paragraph (ii) of sub-paragraph (e) of regulation 30(1A), the basis on which a person considers an activity described in paragraphs (i) and (ii) of that sub-paragraph to be ancillary to that person's main business;

(c) make an application for -

(i) a waiver under Article 4 (waivers for equity instruments) of the markets in financial instruments regulation;

(ii) an authorisation under Article 7 (authorisation of deferred publication) of the markets in financial instruments regulation;

(iii) a waiver under Article 9 (waivers for non-equity instruments) of the markets in financial instruments regulation; and

(iv) an authorisation under Article 11 (authorisation of deferred publication) of the markets in financial instruments regulation.

(2) An

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