Part 6 Miscellaneous FCA functions in relation to the markets in financial instruments directive and markets in financial instruments regulation (regs. 41-47B)

Comparing proposed amendment...


Omitted	Regulation 41 Provision of FCA record of recognised investment exchanges to ESMA and other competent authorities
Omitted	Regulation 42 Provision of information to ESMA about multilateral trading facilities etc
Omitted	Regulation 43 Provision to ESMA of reports by recognised investment exchanges of infringements of the exchange's rules, disorderly trading, suspected market abuse, and systems disruptions
In force	Regulation 44 Authorisation of members of management bodies to hold additional non-executive directorship
Omitted	Regulation 45 Provision of information to ESMA regarding sanctions and measures imposed for the purposes of the markets in financial instruments directive
Omitted	Regulation 46 Provision of information to other competent authorities regarding persons engaged in algorithmic trading or providing direct electronic access
In force	Regulation 47 Notifications, reports, and applications relating to the markets in financial instruments regulation
In force	Regulation 47A Position management and publication of position reports
In force	Regulation 47B Statements of Policy

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