Date-stamp loading
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
    Version 1 of 1    

Regulation 47A Position management and publication of position reports

(1) The FCA must maintain a database containing -

(a) the position limits established by the FCA under regulation 16; and

(b) the information the FCA receives from -

(i) market operators operating trading venues summarising the position management controls in effect in relation to trading venues under paragraph 7BA(3) of the Schedule to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001 ("the Recognition Requirements Regulations") [S.I. 2001/995. Paragraphs 7BA and 7BB were inserted by S.I. 2017/701.]; and

(ii) firms operating MTF or OTF in the United Kingdom summarising the position management controls in effect in relation to trading venues under rule 10.3.3R of the Market Conduct sourcebook.

(2) The FCA must ensure that the database referred to in paragraph (1) is published on its website.

(3) The FCA must publish all weekly reports it receives from market operators and

Comparing proposed amendment...