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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
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Regulation 27 FCA power to require information

(1) The FCA may, in such manner as it may direct, require a person to provide information on, or concerning -

(a) a position the person holds in a relevant commodity derivative or over the counter contract; or

(b) trades a person has undertaken, or intends to undertake, in a relevant commodity derivative or over the counter contract.

(2) The FCA may, in such manner as it may direct, require the operator of a trading venue to provide information on, or concerning, trades a person has undertaken, or intends to undertake in a relevant commodity derivative or over the counter contract.

(3) In this regulation a commodity derivative or over the counter contract is relevant if the FCA -

(a) has established a position limit under regulation 16 in respect of that derivative or contract; or

(b) is considering whether it is required to establish or modify a position limit in respect of that derivative or contract under regulation 16.

Comparing proposed amendment...