Schedule 3 Amendments to secondary legislation made under the Financial Services and Markets Act 2000
The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
(1) The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001 [S.I. 2001/995.] are amended as follows.
(2) In regulation 3(1) [Regulation 3 was amended by S.I. 2006/3386 and 2013/3115. There are other amendments but none is relevant.] (interpretation) -
(a) in the definition of "branch" for "Article 4.1.26" substitute "Article 4.1.30";
(b) omit the definition of "the Commission Regulation";
(c) in the definition of "financial instrument" for "Article 4.1.17" substitute "Article 4.1.15";
(d) in the definition of "multilateral trading facility" for "Article 4.1.15" substitute "Article 4.1.22";
(e) in the definition of "regulated market" for "Article 4.1.14" substitute "Article 4.1.21";
(f) in the definition of "transferable securities" for "Article 4.1.18" substitute "Article 4.1.44";
(g) at the appropriate places insert -