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Version date: 13 March 2023 - onwards
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Regulation 8 Allocation

Closed
13 June 2023

(1) A firm shall ensure that a proposed allocation to a PCF holder of an allocated responsibility is consistent with the PCF holder's existing responsibilities.

(2) A firm must make the allocations of prescribed responsibilities and other responsibilities in such a way that it is clear who is responsible for each of the prescribed responsibilities and other responsibilities.

Comparing proposed amendment...