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Version date: 13 March 2023 - onwards
    Version 1 of 1    

Regulation 10 Submission of information to the Bank

Closed
13 June 2023

The Bank may require a firm, or a class of firm, to submit to it within a period of time specified by the Bank -

(a) the management responsibility map relating to the activities of that firm, or

(b) a statement of responsibility in respect of one or more PCF holders, or all PCF holders performing functions in a firm.

Comparing proposed amendment...