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Status: In force
Version date: 31 March 2013 - onwards
    Version 1 of 1    

DISP App 3.3.1

Where a complaint is made, the firm should assess the complaint fairly, giving appropriate weight and balanced consideration to all available evidence, including what the complainant says and other information about the sale that the firm identifies. The firm is not expected automatically to assume that there has been a breach or failing.

Comparing proposed amendment...