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Status: In force
Version date: 31 March 2013 - onwards
    Version 1 of 1    

DISP App 3.3.9

In determining a particular complaint, the firm should (unless there are reasons not to because of the quality and plausibility of the respective evidence) give more weight to any specific evidence of what happened during the sale (including any relevant documentation and oral testimony) than to general evidence of selling practices at the time (such as training, instructions or sales scripts or relevant audit or compliance reports on those practices).

Comparing proposed amendment...