|
(1) |
(2) Material provision to which transitional provision applies |
(3) |
(4) Transitional provision |
(5) Transitional provision: dates in force |
(6) Handbook provision: coming into force |
|---|---|---|---|---|---|
|
1 |
DISP 1.2.15 G |
R |
Expired |
||
|
1A |
DISP 1 |
R |
A complaint received by a respondent on or before 31 October 2007 should be handled, resolved, recorded and reported in accordance with the requirements of DISP as they stood at the date the complaint was received. |
From 1 November 2007 |
1 November 2007 |
|
1B |
DISP 2.7.9 |
R |
In relation to a complaint concerning an act or omission before 1 November 2007, in DISP 2.7.9R (2) substitute "an intermediate customer or market counterparty" for "(a) a professional client or (b) eligible counterparty". |
From 1 November 2007 |
1 November 2007 |
|
2 |
DISP 1.5.4 R - DISP 1.5.7 R |
R |
Expired |
||
|
3 |
DISP 1.5.4 R - DISP 1.5.7 R |
G |
Expired |
||
|
6 |
DISP 2, DISP 3 and FEES 5 |
R |
In DISP 2, DISP 3 and FEES 5references to |
Status: In force
Version date: 31 March 2013 - onwards
Version 1 of 1