Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 [SI 2005 No. 1529]

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Version status: Partly in force | Document consolidation status: Updated to reflect all known changes

Published date: 8 June 2005

Consolidation Status: Updated to reflect all known changes

Comparing proposed amendment...


	Introductory Text
	Part I Citation, Commencement and Interpretation (arts. 1-3)
In force	Article 1 Citation and commencement
Partly in force	Article 2 Interpretation: general
In force	Article 3 Interpretation: unlisted companies
	Part II Controlled Activities and Controlled Investments (art. 4)
In force	Article 4 Definition of controlled activities, controlled claims management activities and controlled investments
	Part III Exemptions: Interpretation and Application (arts. 5-11)
In force	Article 5 Interpretation: financial promotion restriction
In force	Article 6 Interpretation: communications
In force	Article 7 Interpretation: real time communications
In force	Article 8 Interpretation: solicited and unsolicited real time communications
Omitted	Article 8A Interpretation: outgoing electronic commerce communications
In force	Article 9 Degree of prominence to be given to required indications
In force	Article 10 Application to qualifying contracts of insurance
In force	Article 11 Combination of different exemptions
	Part IV Exempt Communications: All Controlled Activities (arts. 12-20C)
In force	Article 12 Communications to overseas recipients
In force	Article 13 Communications from customers and potential customers
In force	Article 14 Follow up non-real time communications and solicited real time communications
In force	Article 15 Introductions
In force	Article 16 Exempt persons
In force	Article 17 Generic promotions
In force	Article 17A Communications caused to be made or directed by unauthorised persons
In force	Article 18 Mere conduits
In force	Article 18A Electronic commerce communications: mere conduits, caching and hosting
In force	Article 19 Investment professionals
In force	Article 20 Communications by journalists
In force	Article 20A Promotion broadcast by company director etc.
Omitted	Article 20B Incoming electronic commerce communications
In force	Article 20C Communications required by the PRIIPs regulation: key information document
	Part V Exempt Communications: Deposits and Insurance (arts. 21-26)
In force	Article 21 Interpretation: relevant insurance activity
In force	Article 22 Deposits: non-real time communications
In force	Article 23 Deposits: real time communications
In force	Article 24 Relevant insurance activity: non-real time communications
In force	Article 25 Relevant insurance activity: non-real time communications: reinsurance and large risks
In force	Article 26 Relevant insurance activity: real time communication
	Part VI Exempt Communications: Certain Controlled Activities (arts. 27-73ZA)
In force	Article 27 Application of exemptions in this Part
In force	Article 28 One off non-real time communications and solicited real time communications
In force	Article 28A One off unsolicited real time communications
In force	Article 28B Real time communications: introductions
In force	Article 29 Communications required or authorised by enactments
In force	Article 30 Overseas communicators: solicited real time communications
In force	Article 31 Overseas communicators: non-real time communications to previously overseas customers
In force	Article 32 Overseas communicators: unsolicited real time communications to previously overseas customers
In force	Article 33 Overseas communicators: unsolicited real time communications to knowledgeable customers
In force	Article 34 Governments, central banks etc.
In force	Article 35 Registered societies
Omitted	Article 36 Nationals of EEA States other than United Kingdom
In force	Article 37 Financial markets
In force	Article 38 Persons in the business of placing promotional material
In force	Article 39 Joint enterprises
In force	Article 40 Participants in certain recognised collective investment schemes
In force	Article 41 Bearer instruments: promotions required or permitted by market rules
In force	Article 42 Bearer instruments: promotions to existing holders
In force	Article 43 Members and creditors of certain bodies corporate
In force	Article 44 Members and creditors of open-ended investment companies
In force	Article 45 Group companies
In force	Article 46 Qualifying credit to bodies corporate
In force	Article 46A Promotions of credit etc. for business purposes
In force	Article 47 Persons in the business of disseminating information
In force	Article 48 High net worth individuals
In force	Article 49 High net worth companies, unincorporated associations etc.
In force	Article 50 Sophisticated investors
In force	Article 50A Self-certified sophisticated investors
In force	Article 51 Associations of high net worth or sophisticated investors
In force	Article 52 Common interest group of a company
In force	Article 53 Settlors, trustees and personal representatives
In force	Article 54 Beneficiaries of trust, will or intestacy
In force	Article 55 Communications by members of professions
In force	Article 55A Non-real time communication by members of professions
In force	Article 55B Insolvency practitioners
In force	Article 56 Remedy following report by Parliamentary Commissioner for Administration
In force	Article 57 Persons placing promotional material in particular publications
In force	Article 58 Acquisition of interest in premises run by management companies
In force	Article 59 Annual accounts and directors' report
In force	Article 60 Participation in employee share schemes
In force	Article 61 Sale of goods and supply of services
In force	Article 62 Sale of body corporate
In force	Article 63 Takeovers of relevant unlisted companies: interpretation
In force	Article 64 Takeovers of relevant unlisted companies
In force	Article 65 Takeovers of relevant unlisted companies: warrants etc.
In force	Article 66 Takeovers of relevant unlisted companies: application forms
In force	Article 67 Promotions required or permitted by market rules
Partly in force	Article 68 Promotions in connection with admission to certain UK and EEA markets
In force	Article 69 Promotions of securities already admitted to certain markets
Partly in force	Article 70 Promotions included in listing particulars etc.
Partly in force	Article 71 Material relating to prospectus for public offer of unlisted securities
In force	Article 72 Pension products offered by employers
In force	Article 72A Pension product offers communicated to employees by third parties
In force	Article 72B Insurance product offers communicated to employees by employers
In force	Article 72C Insurance product offers communicated to employees by third parties
In force	Article 72D Staff mortgage offers communicated to employees by employers
In force	Article 72E Staff mortgage offers communicated to employees by third parties
In force	Article 72F Credit agreements offered to employees by employers
In force	Article 73 Advice centres
In force	Article 73ZA Certain promotions of qualifying cryptoassets
	Part VIA Exempt communication: controlled claims management activity (arts. 73A-73J)
In force	Article 73A Application of exemptions in this Part
In force	Article 73B Communications made by legal professionals
In force	Article 73C Communications made by a charity or not-for-profit agency
In force	Article 73D Communications made by a person appointed by a statutory or other public body
In force	Article 73E Communications made by the Motor Insurers' Bureau
In force	Article 73F Communications made by a medical defence union
In force	Article 73G Communications made by an independent trade union
In force	Article 73H Communications made by a students' union
In force	Article 73I Communications made by an insurance intermediary
In force	Article 73J Communications made by certain providers of referrals
	Part VII Revocations (art. 74)
In force	Article 74 Revocation
	Schedule 1
In force	Schedule 1, Part I Controlled Activities (paras. 1-11)
In force	Schedule 1, Part IA Controlled Claims Management Activity (para. 11A)
In force	Schedule 1, Part II Controlled Investments (paras. 12-28)
In force	Schedule 2 Countries and Territories
	Schedule 3 Markets and Exchanges
In force	Schedule 3, Part A1 Criteria for Relevant UK Markets
In force	Schedule 3, Part I Criteria for Relevant EEA or Gibraltar Markets
Omitted	Schedule 3, Part II Certain Investment Exchanges Operating Relevant EEA Markets
In force	Schedule 3, Part III Certain Non-EEA Investment Exchanges Operating Relevant Markets
In force	Schedule 3, Part IV Other Relevant Markets
	Schedule 4 Takeovers of Relevant Unlisted Companies
In force	Schedule 4, Part I Requirements Relating to the Offer (paras. 1-6)
In force	Schedule 4, Part II Accompanying Material (paras. 7-40)
In force	Schedule 4, Part III Additional Material Available for Inspection (paras. 41-49)
	Schedule 5 Statements for high net worth individuals and Self-Certified Sophisticated Investors
In force	Schedule 5, Part I Statement for High Net Worth Individuals (para. 1)
In force	Schedule 5, Part II Statement for Self-Certified Sophisticated Investors (para. 2)
In force	Schedule 6 Revocation
	Signature
	Explanatory Note

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