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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 14 February 2014 - onwards
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Article 28B Real time communications: introductions

(1) If the requirements of paragraph (2) are met, the financial promotion restriction does not apply to any real time communication which -

(a) relates to a controlled activity falling within paragraph 4B, 4C, 5A, 5B, 10, 10A, 10B, 10BA, 10BB, 10C, 10D, 10E, 10F, 10G, 10H, 10I, 10J or 10K of Schedule 1; and

(b) is made for the purpose of, or with a view to, introducing the recipient to a person ("N") who is -

(i) an authorised person who carries on the controlled activity to which the communication relates,

(ii) an appointed representative, where the controlled activity to which the communication relates is also a regulated activity in respect of which he is exempt from the general prohibition or in relation to which sections 20(1) and (1A) and 23(1A) of the Act do not apply by virtue of section 39(1D) or in relation to which sections 20(1) and (1A) and 23(1A) of the Act do not apply, or

(iii) an overseas person who carries on the controlled activity to which the communication relates.

Comparing proposed amendment...