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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 18 October 2021 - onwards
Version 5 of 5

Article 69 Promotions of securities already admitted to certain markets

(1) In this article -

"relevant investment" means any investment falling within -

(za) is a relevant UK market;

(a) paragraph 14, 15 or 15A of Schedule 1; or

(b) paragraph 17 or 18 of that Schedule so far as relating to any investment mentioned in sub-paragraph (a);

"relevant market" means any market on which investments can be traded and which -

(a) meets the criteria specified in Part I of Schedule 3; or

(b) is specified in, or established under, the rules of an exchange specified in, Part III of that Schedule.

(2) If the requirements of paragraph (3) are met, the financial promotion restriction does not apply to any communication which -

(a) is a non-real time communication or a solicited real time communication;

(b) is communicated by a body corporate ("A"), other than an open-ended investment company; and

(c) relates only to relevant investments issued, or to be issued, by A or by another body corporate in the same group,