Skip to main content
Version status: Partly in force | Document consolidation status: Updated to reflect all known changes
Version date: 30 January 2024 - onwards
Version 5 of 5

Article 68 Promotions in connection with admission to certain UK and EEA markets

(1) The financial promotion restriction does not apply to any communication -

(a) which is a non-real time communication or a solicited real time communication;

(b) which a relevant UK market or relevant EEA market requires to be communicated before an investment can be admitted to trading on that market;

(c) which, if it were included in a prospectus issued in accordance with regulated market admission rules, would be required to be communicated by those rules; and

(d) which is not accompanied by any information other than information which is required or permitted to be published by the rules of that market.

(2) In this article "relevant EEA market" means any market on which investments can be traded or dealt in and which -

(a) meets the criteria specified in Part I of Schedule 3;

(b) [deleted]