(1) If the requirements of paragraph (2) are met, the financial promotion restriction does not apply to any communication which is made with a view to or for the purposes of introducing the recipient to -
(a) an authorised person who carries on the controlled activity to which the communication relates; or
(b) an exempt person where the communication relates to a controlled activity which is also a regulated activity in relation to which he is an exempt person.
(1A) But paragraph (1) does not apply to any communication made with a view to or for the purpose of an introduction to a person who carries on an activity of the kind specified by -
(a) paragraph 4B of Schedule 1;
(b) paragraph 4C of that Schedule;
(c) paragraph 11 of that Schedule, to the extent that it relates to that paragraph 4B or that paragraph 4C.
(d) paragraph 11A of that Schedule.
(2) The requirements of this paragraph are that -
(a) the maker of the communication ("A") is not a close relative of, nor a member of the s
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