Skip to main content
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 29 November 2018 - onwards
Version 3 of 3

Article 4 Definition of controlled activities, controlled claims management activities and controlled investments

(1) For the purposes of section 21(9) of the Act, a controlled activity is an activity which falls within any of paragraphs 1 to 11 of Schedule 1.

(2) For the purposes of section 21(10) of the Act, a controlled investment is an investment which falls within any of paragraphs 12 to 27 of Schedule 1.

(3) For the purposes of section 21(10B) [Section 21(10B) was inserted by Financial Guidance and Claims Act 2018 (c. 10) section 27(3)(b).] of the Act, a controlled claims management activity is an activity carried on in Great Britain of a kind specified in paragraph 11A of Schedule 1.