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Part VI Exempt Communications: Certain Controlled Activities (arts. 27-73ZA)

Comparing proposed amendment...
In force
Article 27 Application of exemptions in this Part
In force
Article 28 One off non-real time communications and solicited real time communications
In force
Article 28A One off unsolicited real time communications
In force
Article 28B Real time communications: introductions
In force
Article 29 Communications required or authorised by enactments
In force
Article 30 Overseas communicators: solicited real time communications
In force
Article 31 Overseas communicators: non-real time communications to previously overseas customers
In force
Article 32 Overseas communicators: unsolicited real time communications to previously overseas customers
In force
Article 33 Overseas communicators: unsolicited real time communications to knowledgeable customers
In force
Article 34 Governments, central banks etc.
In force
Article 35 Registered societies
Omitted
Article 36 Nationals of EEA States other than United Kingdom
In force
Article 37 Financial markets
In force
Article 38 Persons in the business of placing promotional material
In force
Article 39 Joint enterprises
In force
Article 40 Participants in certain recognised collective investment schemes
In force
Article 41 Bearer instruments: promotions required or permitted by market rules
In force
Article 42 Bearer instruments: promotions to existing holders
In force
Article 43 Members and creditors of certain bodies corporate
In force
Article 44 Members and creditors of open-ended investment companies
In force
Article 45 Group companies
In force
Article 46 Qualifying credit to bodies corporate
In force
Article 46A Promotions of credit etc. for business purposes
In force
Article 47 Persons in the business of disseminating information
In force
Article 48 High net worth individuals
In force
Article 49 High net worth companies, unincorporated associations etc.
In force
Article 50 Sophisticated investors
In force
Article 50A Self-certified sophisticated investors
In force
Article 51 Associations of high net worth or sophisticated investors
In force
Article 52 Common interest group of a company
In force
Article 53 Settlors, trustees and personal representatives
In force
Article 54 Beneficiaries of trust, will or intestacy
In force
Article 55 Communications by members of professions
In force
Article 55A Non-real time communication by members of professions
In force
Article 55B Insolvency practitioners
In force
Article 56 Remedy following report by Parliamentary Commissioner for Administration
In force
Article 57 Persons placing promotional material in particular publications
In force
Article 58 Acquisition of interest in premises run by management companies
In force
Article 59 Annual accounts and directors' report
In force
Article 60 Participation in employee share schemes
In force
Article 61 Sale of goods and supply of services
In force
Article 62 Sale of body corporate
In force
Article 63 Takeovers of relevant unlisted companies: interpretation
In force
Article 64 Takeovers of relevant unlisted companies
In force
Article 65 Takeovers of relevant unlisted companies: warrants etc.
In force
Article 66 Takeovers of relevant unlisted companies: application forms
In force
Article 67 Promotions required or permitted by market rules
Partly in force
Article 68 Promotions in connection with admission to certain UK and EEA markets
In force
Article 69 Promotions of securities already admitted to certain markets
Partly in force
Article 70 Promotions included in listing particulars etc.
Partly in force
Article 71 Material relating to prospectus for public offer of unlisted securities
In force
Article 72 Pension products offered by employers
In force
Article 72A Pension product offers communicated to employees by third parties
In force
Article 72B Insurance product offers communicated to employees by employers
In force
Article 72C Insurance product offers communicated to employees by third parties
In force
Article 72D Staff mortgage offers communicated to employees by employers
In force
Article 72E Staff mortgage offers communicated to employees by third parties
In force
Article 72F Credit agreements offered to employees by employers
In force
Article 73 Advice centres
In force
Article 73ZA Certain promotions of qualifying cryptoassets