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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 29 November 2018 - onwards
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Article 14 Follow up non-real time communications and solicited real time communications

(1) Where a person makes or directs a communication ("the first communication") which is exempt from the financial promotion restriction because, in compliance with the requirements of another provision of this Order, it is accompanied by certain indications or contains certain information, then the financial promotion restriction does not apply to any subsequent communication which complies with the requirements of paragraph (2).

(2) The requirements of this paragraph are that the subsequent communication -

(a) is a non-real time communication or a solicited real time communication;

(b) is made by, or on behalf of, the same person who made the first communication;

(c) is made to a recipient of the first communication;

(d) relates to the same controlled activity and the same controlled investment or relates to the same controlled claims management activity as the first communication; and

(e) is made within 12 months of the recipient receiving the first communication.

(3) The provisions

Comparing proposed amendment...