|
|
| | Introductory Text |
| | Part 1 Preliminary and General (regs. 1-9) |
In force | Regulation 1 Citation and commencement. |
In force | Regulation 2 Scope. |
In force | Regulation 3 Interpretation. |
In force | Regulation 4 Designated resolution authority. |
In force | Regulation 5 Funding of resolution authority. |
In force | Regulation 6 Bank as resolution authority and competent authority. |
In force | Regulation 7 Resolution authority and Bank. |
In force | Regulation 8 Designated national macroprudential authority. |
In force | Regulation 9 Minister and resolution authority. |
| | Part 2 Preparation (regs. 10-38) |
| | Chapter 1 Recovery and resolution planning (regs. 10-25) |
| | General provision (reg. 10) |
In force | Regulation 10 Simplified obligations for certain institutions. |
| | Recovery Planning (regs. 11-16) |
In force | Regulation 11 Recovery plans. |
In force | Regulation 12 Records of financial contacts. |
In force | Regulation 13 Assessment of recovery plans. |
In force | Regulation 14 Group recovery plans. |
In force | Regulation 15 Assessment of group recovery plans. |
In force | Regulation 16 Recovery plan indicators. |
| | Resolution plans (regs. 17-25) |
In force | Regulation 17 Resolution plans. |
In force | Regulation 18 Contents of resolution plan. |
In force | Regulation 19 Maintenance and production of information for purpose of resolution plans. |
In force | Regulation 20 Information for purpose of resolution plans and cooperation from institution. |
In force | Regulation 21 Resolution plans for institutions that are part of a group. |
In force | Regulation 22 Requirement and procedure for group resolution plans. |
In force | Regulation 23 Resolution authority as group-level resolution authority. |
In force | Regulation 24 Assessment of group resolution plan. |
In force | Regulation 25 Transmission of resolution plans by resolution authority. |
| | Chapter 2 Resolvability (regs. 26-29) |
In force | Regulation 26 Assessment of resolvability for institutions. |
In force | Regulation 27 Assessment of resolvability for groups. |
In force | Regulation 27A Power to prohibit certain distributions. |
In force | Regulation 28 Powers to address or remove impediments to resolvability. |
In force | Regulation 29 Powers to address or remove impediments to resolvability: group treatment. |
| | Chapter 3 Intra-group financial support (regs. 30-38) |
In force | Regulation 30 Application of group financial support agreement. |
In force | Regulation 31 Group financial support agreement. |
In force | Regulation 32 Review of proposed agreement by competent authority and mediation. |
In force | Regulation 33 Approval of proposed agreement by shareholders. |
In force | Regulation 34 Transmission of group financial support agreements to resolution authority. |
In force | Regulation 35 Conditions for group financial support. |
In force | Regulation 36 Decision to provide financial support. |
In force | Regulation 37 Right of opposition of competent authorities. |
In force | Regulation 38 Disclosure. |
| | Part 3 Early intervention (regs. 39-60) |
| | Chapter 1 Early intervention measures (reg. 39) |
In force | Regulation 39 Early intervention measures. |
| | Chapter 2 Removal of senior management (regs. 40-45) |
In force | Regulation 40 Removal of senior management and management body. |
In force | Regulation 41 Suspension notice. |
In force | Regulation 42 Time of effect of suspension notice. |
In force | Regulation 43 Confirmation of suspension notice. |
In force | Regulation 44 Enforcement of suspension notice. |
In force | Regulation 45 Court's power to extend validity of suspension notices. |
| | Chapter 3 Appointment of Temporary Administrator (regs. 46-60) |
In force | Regulation 46 Interpretation of Chapter. |
In force | Regulation 47 Preconditions for making temporary administration order. |
In force | Regulation 48 Proposed temporary administration order - written notice. |
In force | Regulation 49 Content and form of proposed temporary administration order. |
In force | Regulation 50 Procedure for hearing of application for temporary administration order. |
In force | Regulation 51 Publication of temporary administration order. |
In force | Regulation 52 Application to vary or extend temporary administration order. |
In force | Regulation 53 Application to set aside temporary administration order. |
In force | Regulation 54 Content of temporary administration order. |
In force | Regulation 55 Period of temporary administration order. |
In force | Regulation 56 Remuneration, etc., of temporary administrators. |
In force | Regulation 57 Resignation, vacancy in office, etc., of temporary administrator. |
In force | Regulation 58 Performance of functions of temporary administrator. |
In force | Regulation 59 General temporary administrator provisions. |
In force | Regulation 60 Coordination of early intervention measures and appointment of temporary administrator in relation to groups. |
| | Part 4 Resolution (regs. 61-150) |
| | Chapter 1 Objectives, conditions and general principles (regs. 61-64) |
In force | Regulation 61 Resolution objectives. |
In force | Regulation 62 Conditions for resolution. |
In force | Regulation 62A Conditions for resolution with regard to a central body and credit institutions permanently affiliated to a central body. |
In force | Regulation 62B Insolvency proceedings in respect of institutions and entities that are not subject to resolution action. |
In force | Regulation 63 Conditions for resolution with regard to financial institutions and holding companies. |
In force | Regulation 63A Power to suspend certain obligations. |
In force | Regulation 64 General principles governing resolution. |
| | Chapter 2 Valuation (regs. 65-66) |
In force | Regulation 65 Valuation for purposes of resolution. |
In force | Regulation 66 Provisional valuation. |
| | Chapter 3 Resolution tools (regs. 67-94) |
| | General provisions (regs. 67-68) |
In force | Regulation 67 Application of Central Bank (Supervision and Enforcement) Act 2013. |
In force | Regulation 68 General principles of resolution tools. |
| | The sale of business tool (regs. 69-70) |
In force | Regulation 69 Sale of business tool. |
In force | Regulation 70 Sale of business tool: procedural requirements. |
| | The bridge institution tool (regs. 71-73) |
In force | Regulation 71 Bridge institution tool. |
In force | Regulation 72 Requirements of bridge institution. |
In force | Regulation 73 Operation of bridge institution. |
| | The asset separation tool (reg. 74) |
In force | Regulation 74 Asset separation tool. |
| | Sale of business, bridge institution and asset separation tools: ancillary provisions (regs. 75-78) |
In force | Regulation 75 Effect of transfer by resolution order - general. |
In force | Regulation 76 Effect of transfer by resolution order in relation to securities. |
In force | Regulation 77 Application of Bankers' Books Evidence Acts 1879 to 1989. |
In force | Regulation 78 Stamp duty. |
| | The bail-in tool Objective and scope of bail-in tool (regs. 79-80O) |
In force | Regulation 79 Bail-in tool. |
In force | Regulation 80 Scope of bail-in tool. |
In force | Regulation 80A Selling of subordinated eligible liabilities to retail clients. |
In force | Regulation 80B Application and calculation of the minimum requirement for own funds and eligible liabilities. |
In force | Regulation 80C Exemption from the minimum requirement for own funds and eligible liabilities. |
In force | Regulation 80D Eligible liabilities for resolution entities. |
In force | Regulation 80E Determination of minimum requirement for own funds and eligible liabilities. |
In force | Regulation 80F Determination of minimum requirement for own funds and eligible liabilities for resolution entities of G-SIIs and Union material subsidiaries of non-EU G-SIIs. |
In force | Regulation 80G Application of the minimum requirement for own funds and eligible liabilities to resolution entities. |
In force | Regulation 80H Application of the minimum requirement for own funds and eligible liabilities to entities that are not themselves resolution entities. |
In force | Regulation 80I Waiver for a central body and credit institutions permanently affiliated to a central body. |
In force | Regulation 80J Procedure for determining the minimum requirement for own funds and eligible liabilities. |
In force | Regulation 80K Supervisory reporting and public disclosure of the requirement. |
In force | Regulation 80L Reporting to European Banking Authority. |
In force | Regulation 80M Breaches of the minimum requirement for own funds and eligible liabilities. |
In force | Regulation 80N Cooperation by resolution authority with European Banking Authority. |
In force | Regulation 80O Transitional and post-resolution arrangements. |
| | The bail-in tool - minimum requirement for own funds and eligible liabilities (regs. 81-84A) |
Revoked | Regulation 81 Application of minimum requirement. |
Revoked | Regulation 82 Minimum requirement - resolution authority as group-level resolution authority. |
Revoked | Regulation 83 Minimum requirement - resolution authority as resolution authority of subsidiary. |
Revoked | Regulation 84 Minimum requirement - resolution authority generally. |
In force | Regulation 84A Non-application of Regulation 80J to certain entities. |
| | The bail-in tool - implementation of bail-in tool (regs. 85-91) |
In force | Regulation 85 Assessment of amount of bail-in. |
In force | Regulation 86 Treatment of shareholders in bail-in or write-down or conversion of capital instruments. |
In force | Regulation 87 Sequence of write-down and conversion. |
In force | Regulation 88 Derivatives. |
In force | Regulation 89 Rate of conversion of debt to equity. |
In force | Regulation 90 Recovery and reorganisation measures to accompany bail-in. |
In force | Regulation 91 Business reorganisation plan. |
| | The bail-in tool - ancillary provisions (regs. 92-94) |
In force | Regulation 92 Effect of bail-in. |
In force | Regulation 93 Removal of procedural impediments to bail-in. |
In force | Regulation 94 Contractual recognition of bail-in. |
| | Chapter 4 Write-down or conversion of capital instruments and eligible liabilities (regs. 95-103) |
In force | Regulation 95 Requirement to write down or convert relevant capital instruments and eligible liabilities. |
In force | Regulation 96 Provisions governing write-down or conversion of capital instruments. |
In force | Regulation 97 Authorities responsible for determination. |
In force | Regulation 98 Consolidated application: procedure for determination. |
In force | Regulation 99 Proposed capital instruments order. |
In force | Regulation 100 Capital instruments order. |
In force | Regulation 101 Publication of capital instruments order. |
In force | Regulation 102 Application to vary capital instruments order. |
In force | Regulation 103 Application to set aside capital instruments order. |
| | Chapter 5 Resolution order procedure (regs. 104-114) |
In force | Regulation 104 Proposed resolution order. |
In force | Regulation 105 Hearing of application for resolution order - procedure. |
In force | Regulation 106 Resolution period. |
In force | Regulation 107 Publication of resolution order. |
In force | Regulation 108 Application to vary resolution order. |
In force | Regulation 109 Application to vary resolution order where recipient is a bridge institution. |
In force | Regulation 110 Application to set aside resolution order. |
In force | Regulation 111 Powers of Court in making resolution order - general. |
In force | Regulation 112 Ancillary powers of Court in making resolution order. |
In force | Regulation 113 Rights of shareholders during resolution period. |
In force | Regulation 114 Oversight of resolution action during resolution period - general. |
| | Chapter 6 Special management (regs. 115-122) |
In force | Regulation 115 Special management - general. |
In force | Regulation 116 Publication of appointment of special manager. |
In force | Regulation 117 Duties of special manager. |
In force | Regulation 118 Oversight by resolution authority of special management. |
In force | Regulation 119 Effect of special management. |
In force | Regulation 120 Duration of special management. |
In force | Regulation 121 Resignation, vacancy in office, remuneration, etc., of special manager. |
In force | Regulation 122 Performance of functions of special manager. |
| | Chapter 7 Resolution authority powers (regs. 123-124) |
In force | Regulation 123 Powers of resolution authority during resolution period - general. |
In force | Regulation 124 Powers of resolution authority under resolution order. |
| | Chapter 8 Resolution powers (regs. 125-131A) |
In force | Regulation 125 Power to require the provision of services and facilities. |
In force | Regulation 126 Power of another Member State to enforce crisis management measures or crisis prevention measures. |
In force | Regulation 127 Assets, rights, liabilities, shares and other instruments of ownership located in third countries. |
In force | Regulation 128 Exclusion of certain contractual terms in early intervention and resolution. |
In force | Regulation 129 Power to suspend certain obligations. |
In force | Regulation 130 Power to restrict enforcement of security interests. |
In force | Regulation 131 Power to temporarily suspend termination rights. |
In force | Regulation 131A Contractual recognition of resolution stay powers. |
| | Chapter 9 Safeguards (regs. 132-142) |
In force | Regulation 132 Treatment of shareholders and creditors in case of partial transfers and application of the bail-in tool. |
In force | Regulation 133 Valuation of difference in treatment. |
In force | Regulation 134 Safeguard for shareholders and creditors. |
In force | Regulation 135 Appeal of valuation under Regulation 133. |
In force | Regulation 136 Definitions for Regulations 138 to 142. |
In force | Regulation 137 Safeguard for counterparties in partial transfers. |
In force | Regulation 138 Protection for financial collateral, set-off and netting agreements. |
In force | Regulation 139 Protection for security arrangements. |
In force | Regulation 140 Protection for structured finance arrangements and covered bonds. |
In force | Regulation 141 Application to set aside partial property transfer or modification of contracts. |
In force | Regulation 142 Partial transfers - protection of trading, clearing and settlement systems. |
| | Chapter 10 Procedural obligations (regs. 143-146) |
In force | Regulation 143 Notification requirements. |
In force | Regulation 144 Decision of resolution authority. |
In force | Regulation 145 Procedural obligations of resolution authority. |
In force | Regulation 146 Confidentiality. |
| | Chapter 11 Right of appeal and exclusion of other actions (regs. 147-150) |
In force | Regulation 147 Restrictions on other proceedings. |
In force | Regulation 148 Limitation of judicial review of decision to take crisis management measure. |
In force | Regulation 149 Limitation of certain rights of appeal to Court of Appeal. |
In force | Regulation 150 Restrictions on remedies. |
| | Part 5 Cross-border group resolution (regs. 151-156A) |
In force | Regulation 151 General principles regarding decision-making involving more than one Member State. |
In force | Regulation 152 Resolution colleges. |
In force | Regulation 153 European resolution colleges. |
In force | Regulation 154 Information exchange. |
In force | Regulation 155 Group resolution involving a subsidiary of group. |
In force | Regulation 156 Group resolution. |
In force | Regulation 156A |
| | Part 6 Relations with third countries (regs. 157-162) |
In force | Regulation 157 Agreements with third countries. |
In force | Regulation 158 Recognition and enforcement of third-country resolution proceedings. |
In force | Regulation 159 Right to refuse recognition or enforcement of third-country resolution proceedings. |
In force | Regulation 160 Resolution of Union branches. |
In force | Regulation 161 Cooperation with third-country authorities. |
In force | Regulation 162 Exchange of confidential information. |
| | Part 7 Financing Arrangements (regs. 163-173) |
In force | Regulation 163 Requirement to establish resolution financing arrangements. |
In force | Regulation 164 Use of Fund. |
In force | Regulation 165 Target level. |
In force | Regulation 166 Ex-ante contributions. |
In force | Regulation 167 Extraordinary ex-post contributions. |
In force | Regulation 168 Alternative funding means. |
In force | Regulation 169 No liability of resolution authority to Fund. |
In force | Regulation 170 Insufficiency in Fund. |
In force | Regulation 171 Borrowing between financing arrangements. |
In force | Regulation 172 Mutualisation of national financing arrangements in case of a group resolution. |
In force | Regulation 173 Use of deposit guarantee schemes in context of resolution. |
| | Part 8 Penalties (regs. 174-177) |
In force | Regulation 174 Specific provisions. |
In force | Regulation 175 Publication of administrative penalties. |
In force | Regulation 176 Maintenance of central database by European Banking Authority. |
In force | Regulation 177 Effective application of penalties and exercise of powers to impose penalties by Bank. |
| | Part 9 Criminal Offences (regs. 178-184) |
| | Chapter 1 Criminal offences: general (regs. 178-179) |
In force | Regulation 178 Offences by bodies corporate. |
In force | Regulation 179 Prosecution by Bank. |
| | Chapter 2 Criminal offences (regs. 180-184) |
In force | Regulation 180 Continuation of contravention of Regulation 123(1)(e). |
In force | Regulation 181 Provision of false or misleading information. |
In force | Regulation 182 Breach of confidentiality. |
In force | Regulation 183 Misleading or obstructing valuers, temporary administrators or special managers. |
In force | Regulation 184 Criminal offences. |
| | Part 10 Consequential Amendments (regs. 185-193) |
| | Chapter 1 Acts (regs. 185-189) |
In force | Regulation 185 Amendment of Central Bank Act 1942. |
In force | Regulation 186 Amendment of Irish Takeover Panel Act 1997. |
In force | Regulation 187 Amendment of Central Bank and Credit Institutions (Resolution) Act 2011. |
In force | Regulation 188 Amendment of Central Bank (Supervision and Enforcement) Act 2013. |
In force | Regulation 189 Amendment of Companies Act 2014. |
| | Chapter 2 Statutory Instruments (regs. 190-193) |
In force | Regulation 190 Amendment of European Communities (Cross-Border Mergers) Regulations 2008. |
In force | Regulation 191 Amendment of European Communities (Financial Collateral Arrangements) Regulations 2010. |
In force | Regulation 192 Amendment of European Communities (Reorganisation and Winding-up of Credit Institutions) Regulations 2011. |
In force | Regulation 193 Amendment of European Union (Capital Requirements) Regulations 2014. |
| | Part 11 Final Provisions (regs. 194-199) |
In force | Regulation 194 Cooperation with European Banking Authority. |
In force | Regulation 195 Service of notice or other document by competent authority. |
In force | Regulation 196 Court hearings otherwise than in public. |
In force | Regulation 197 Non application of competition rules. |
In force | Regulation 198 Effect of transfer orders on legal proceedings. |
In force | Regulation 199 Regulations made under Part 7. |
In force | Schedule, Part 1, Information to be included in recovery plans |
In force | Schedule, Part 2, Information that the resolution authority may request institutions to provide for the purposes of drawing up and maintaining resolution plans |
In force | Schedule, Part 3, Matters that the resolution authority is to consider when assessing the resolvability of an institution or group |
| | Given under |
