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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 15 July 2015 - onwards
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Schedule, Part 1, Information to be included in recovery plans

Regulations 10(2) and 11(4)

A recovery plan shall include the following information:

1. a summary of the key elements of the plan and a summary of overall recovery capacity;

2. a summary of the material changes to the institution since the most recently filed recovery plan;

3. a communication and disclosure plan outlining how the firm intends to manage any potentially negative market reactions;

4. a range of capital and liquidity actions required to maintain or restore the viability and financial position of the institution;

5. an estimation of the timeframe for executing each material aspect of the plan;

6. a detailed description of any material impediment to the effective and timely execution of the plan, including consideration of impact on the rest of the group, customers and counterparties;

7. identification of critical functions;

8. a detailed description of the processes for determining the value and marketability of the core business lines, operations and assets of the institut

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