(1) A transfer under a resolution order, and any other thing done under an order or requirement made under these Regulations (including the dissolution of an institution or entity referred to in Regulation 2(1)(b), (c) or (d)) -
(a) does not affect any legal proceedings taken, investigation undertaken, or disciplinary or enforcement action undertaken by the competent authority or any other person, in respect of any matter in existence at the time the transfer was made or other thing was done, and
(b) does not preclude the taking of any legal proceedings, or the undertaking of any investigation, or disciplinary or enforcement action, in respect of any contravention of an enactment or any misconduct which may have been committed before the transfer was made or the other thing was done.