Version status: Applicable | Document consolidation status: No known changes
Published date: 30 June 2017
    Version 1 of 1    

Regulation 2017/1129/EU - Prospectus Regulation

Recitals
Chapter I General provisions (arts. 1-5)
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Article 1 Subject matter, scope and exemptions
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Article 2 Definitions
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Article 3 Obligation to publish a prospectus and exemption
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Article 4 Voluntary prospectus
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Article 5 Subsequent resale of securities
Chapter II Drawing up of the prospectus (arts. 6-12)
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Article 6 The prospectus
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Article 7 The prospectus summary
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Article 8 The base prospectus
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Article 9 The universal registration document
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Article 10 Prospectuses consisting of separate documents
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Article 11 Responsibility attaching to the prospectus
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Article 12 Validity of a prospectus, registration document and universal registration document
Chapter III The content and format of the prospectus (arts. 13-19)
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Article 13 Minimum information and format
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Article 14 Simplified disclosure regime for secondary issuances
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Article 15 EU Growth prospectus
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Article 16 Risk factors
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Article 17 Final offer price and amount of securities
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Article 18 Omission of information
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Article 19 Incorporation by reference
Chapter IV Arrangements for approval and publication of the prospectus (arts. 20-23)
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Article 20 Scrutiny and approval of the prospectus
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Article 21 Publication of the prospectus
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Article 22 Advertisements
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Article 23 Supplements to the prospectus
Chapter V Cross-border offers and admissions to trading on a regulated market and use of languages (arts. 24-27)
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Article 24 Union scope of approvals of prospectuses
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Article 25 Notification of prospectuses and supplements and communication of final terms
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Article 26 Notification of registration documents or universal registration documents
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Article 27 Use of language
Chapter VI Specific rules in relation to issuers established in third countries (arts. 28-30)
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Article 28 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
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Article 29 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
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Article 30 Cooperation with third countries
Chapter VII ESMA and competent authorities (arts. 31-37)
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Article 31 Competent authorities
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Article 32 Powers of competent authorities
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Article 33 Cooperation between competent authorities
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Article 34 Cooperation with ESMA
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Article 35 Professional secrecy
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Article 36 Data protection
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Article 37 Precautionary measures
Chapter VIII Administrative sanctions and other administrative measures (arts. 38-43)
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Article 38 Administrative sanctions and other administrative measures
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Article 39 Exercise of supervisory powers and powers to impose sanctions
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Article 40 Right of appeal
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Article 41 Reporting of infringements
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Article 42 Publication of decisions
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Article 43 Reporting sanctions to ESMA
Chapter IX Delegated and implementing Acts (arts. 44-45)
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Article 44 Exercise of the delegation
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Article 45 Committee procedure
Chapter X Final provisions (arts. 46-49)
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Article 46 Repeal
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Article 47 ESMA report on prospectuses
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Article 48 Review
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Article 49 Entry into force and application
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Annex I Prospectus
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Annex II Registration document
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Annex III Securities note
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Annex IV Registration document for the EU Growth prospectus
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Annex V Securities note for the EU Growth prospectus
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Annex VI
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