Version status: Applicable | Document consolidation status: No known changes
Published date: 30 June 2017
    Version 1 of 1    

Regulation 2017/1129/EU - Prospectus Regulation

Recitals
Chapter I General provisions (arts. 1-5)
Applicable
Article 1 Subject matter, scope and exemptions
Entered into force
Article 2 Definitions
Applicable
Article 3 Obligation to publish a prospectus and exemption
Entered into force
Article 4 Voluntary prospectus
Entered into force
Article 5 Subsequent resale of securities
Chapter II Drawing up of the prospectus (arts. 6-12)
Entered into force
Article 6 The prospectus
Entered into force
Article 7 The prospectus summary
Entered into force
Article 8 The base prospectus
Entered into force
Article 9 The universal registration document
Entered into force
Article 10 Prospectuses consisting of separate documents
Entered into force
Article 11 Responsibility attaching to the prospectus
Entered into force
Article 12 Validity of a prospectus, registration document and universal registration document
Chapter III The content and format of the prospectus (arts. 13-19)
Entered into force
Article 13 Minimum information and format
Entered into force
Article 14 Simplified disclosure regime for secondary issuances
Entered into force
Article 15 EU Growth prospectus
Entered into force
Article 16 Risk factors
Entered into force
Article 17 Final offer price and amount of securities
Entered into force
Article 18 Omission of information
Entered into force
Article 19 Incorporation by reference
Chapter IV Arrangements for approval and publication of the prospectus (arts. 20-23)
Entered into force
Article 20 Scrutiny and approval of the prospectus
Entered into force
Article 21 Publication of the prospectus
Entered into force
Article 22 Advertisements
Entered into force
Article 23 Supplements to the prospectus
Chapter V Cross-border offers and admissions to trading on a regulated market and use of languages (arts. 24-27)
Entered into force
Article 24 Union scope of approvals of prospectuses
Entered into force
Article 25 Notification of prospectuses and supplements and communication of final terms
Entered into force
Article 26 Notification of registration documents or universal registration documents
Entered into force
Article 27 Use of language
Chapter VI Specific rules in relation to issuers established in third countries (arts. 28-30)
Entered into force
Article 28 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
Entered into force
Article 29 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
Entered into force
Article 30 Cooperation with third countries
Chapter VII ESMA and competent authorities (arts. 31-37)
Entered into force
Article 31 Competent authorities
Entered into force
Article 32 Powers of competent authorities
Entered into force
Article 33 Cooperation between competent authorities
Entered into force
Article 34 Cooperation with ESMA
Entered into force
Article 35 Professional secrecy
Entered into force
Article 36 Data protection
Entered into force
Article 37 Precautionary measures
Chapter VIII Administrative sanctions and other administrative measures (arts. 38-43)
Entered into force
Article 38 Administrative sanctions and other administrative measures
Entered into force
Article 39 Exercise of supervisory powers and powers to impose sanctions
Entered into force
Article 40 Right of appeal
Entered into force
Article 41 Reporting of infringements
Entered into force
Article 42 Publication of decisions
Entered into force
Article 43 Reporting sanctions to ESMA
Chapter IX Delegated and implementing Acts (arts. 44-45)
Entered into force
Article 44 Exercise of the delegation
Entered into force
Article 45 Committee procedure
Chapter X Final provisions (arts. 46-49)
Entered into force
Article 46 Repeal
Entered into force
Article 47 ESMA report on prospectuses
Entered into force
Article 48 Review
Entered into force
Article 49 Entry into force and application
Entered into force
Annex I Prospectus
Entered into force
Annex II Registration document
Entered into force
Annex III Securities note
Entered into force
Annex IV Registration document for the EU Growth prospectus
Entered into force
Annex V Securities note for the EU Growth prospectus
Entered into force
Annex VI
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