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  4. 2017
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  1. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) (updated 15 December 2023)
  2. 3 Recording of telephone conversations and electronic communications [Last update: 3 October 2017]
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3 Recording of telephone conversations and electronic communications [Last update: 3 October 2017]

Comparing proposed amendment...
Question 1 Recording of internal telephone conversations and electronic communications [Last update: 10 October 2016]
Question 2 Charging clients for access to recordings [Last update: 10 October 2016]
Question 3 Monitoring of records [Last update: 10 October 2016]
Question 4 Period of record keeping [Last update: 10 October 2016]
Question 5 Types of electronic communications in scope of the requirements [Last update: 10 October 2016]
Question 6 Monitoring of records: control function [Last update: 10 October 2016]
Question 7 Recording of telephone conversations and electronic communications: critical or important operational function [Last update: 10 October 2016]
Question 8 Recording of telephone conversations and electronic communications from start to end [Last update: 10 October 2016]
Question 9 Client access to relevant internal conversations [Last update: 10 October 2016]
Question 10 Use of mobile devices [Last update: 10 October 2016]
Question 11 Telephone conversations and electronic communications that should be recorded [Last update: 10 October 2016]
Question 12 Scope of activities covered by the requirements in Article 16(7) of MiFID II [Last update: 10 July 2017]
Question 13 Scope of activities covered by the requirements in Article 16(7) of MiFID II (2) [Last update: 3 October 2017]
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