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  2. ESMA - European Securities and Markets Authority
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  4. 2017
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  1. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) (updated 15 December 2023)
  2. 12 Inducements [Last update: 29 March 2021]
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12 Inducements [Last update: 29 March 2021]

Comparing proposed amendment...
Question 1 Payments made to a third party in relation to the provision of independent advice of portfolio management [Last update: 10 November 2017]
Question 2 Status of client money [Last update: 10 November 2017]
Question 3 Performance of the function of investment management or portfolio management of one or more investment funds for a UCITS management company or an AIF Manager [Last update: 18 December 2017]
Question 4 Performance of marketing functionfor a UCITS management company or an AIF Manager [Last update: 18 December 2017]
Question 5 Performance of administration function for a UCITS management company or an AIF Manager [Last update: 18 December 2017]
Question 6 Application of inducements rules to financial instruments in which the firm has invested on behalf of the client before 3 January 2018 [Last update: 23 March 2018]
Question 7 Minor non-monetary benefits [Last update: 28 May 2020]
Question 8 Quality enhancement [Last update: 29 March 2021]
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