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  2. ESMA - European Securities and Markets Authority
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  4. 2017
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  1. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) (updated 15 December 2023)
  2. 8 Post-sale reporting [Last update: 23 March 2018]
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8 Post-sale reporting [Last update: 23 March 2018]

Comparing proposed amendment...
Question 1 Reporting on the depreciation of the overall value of a client's portfolio [Last update: 16 December 2016]
Question 2 Cash withdrawals by the client [Last update: 16 December 2016]
Question 3 Reporting on the depreciation of leveraged financial instruments or contingent liability transactions [Last update: 16 December 2016]
Question 4 Reporting on portfolio depreciation in case of client additions to the portfolio [Last update: 6 June 2017]
Question 5 Reporting on the depreciation of financial instruments with no secondary market or daily price reference [Last update: 6 June 2017]
Question 6 Value and commencement of reporting requirement [Last update: 6 June 2017]
Question 7 Reporting on the depreciation: choice of value for the threshold calculation [Last update: 6 June 2017]
Question 8 Flexibility allowed by client agreement (1) [Last update: 3 October 2017]
Question 9 Flexibility allowed by client agreement (2) [Last update: 3 October 2017]
Question 10 Reporting to retail and professional clients [Last update: 10 November 2017]
Question 11 Holding a retail client account [Last update: 23 March 2018]
Question 12 Reporting on the depreciation: exceeding same threshold during a reporting period [Last update: 23 March 2018]
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