1. European
  2. ESMA - European Securities and Markets Authority
  3. Questions and Answers
  4. 2017
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  1. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) (updated 15 December 2023)
  2. 7 Inducements (research) [Last update: 12 July 2018]
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7 Inducements (research) [Last update: 12 July 2018]

Comparing proposed amendment...
Question 1 Use of a Research Payment Account for more than one client's portfolio or account [Last update: 10 October 2016]
Question 2 Status of client money held in a Research Payment Account [Last update: 16 December 2016]
Question 3 Unrequested research provided "free of charge" [Last update: 16 December 2016]
Question 4 Research from third-country providers [Last update: 16 December 2016]
Question 5 Research from another group entity [Last update: 16 December 2016]
Question 6 Minor non-monetary benefit vs. research [Last update: 16 December 2016]
Question 7 "Corporate access" [Last update: 4 April 2017]
Question 8 Macro-economic analysis [Last update: 23 March 2018]
Question 9 Research related to fixed-income, currencies or commodities [Last update: 23 March 2018]
Question 10 Budgeting, allocation of the research budget, determination and assessment of payments made from it [Last update: 4 April 2017]
Question 11 Disclosure of client research charges [Last update: 4 April 2017]
Question 12 Free trial periods [Last update: 12 July 2018]
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