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  1. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) (updated 15 December 2023)
  2. 8 Post-sale reporting [Last update: 23 March 2018]
  3. Question 10 Reporting to retail and professional clients [Last update: 10 November 2017]
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Version date: 10 November 2017 - onwards

Question 10 Reporting to retail and professional clients [Last update: 10 November 2017]

Art. 62 of the MiFID II Delegated Regulation

Does the obligation in Article 62(1) of Commission Delegated Regulation (EU) 2017/565 to report on the overall value of a client’s portfolio depreciating by a 10% threshold on a particular business day apply only to retail clients?

Answer 9

No. The obligation in Article 62(1) of Commission Delegated Regulation (EU) 2017/565 relates to retail and professional clients.

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