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  1. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) (updated 15 December 2023)
  2. 9 Information on costs and charges [Last update: 15 December 2023]
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9 Information on costs and charges [Last update: 15 December 2023]

Comparing proposed amendment...
Question 1 Ex-post disclosure of total costs and charges [Last update: 16 December 2016]
Question 2 Illustration of the cumulative effect of costs on return [Last update: 16 December 2016]
Question 3 Ex-post disclosure of the cumulative effect of costs on return [Last update: 16 December 2016]
Question 4 Periodicity of ex-post information on total costs and charges [Last update: 16 December 2016]
Question 5 Voluntary periodical ex-post information on total costs and charges [Last update: 16 December 2016]
Question 6 Cost components of products and PRIIPs calculation methodology [Last update: 6 June 2017]
Question 7 Use of products' costs presented in the PRIIPs KID [Last update: 28 March 2019]
Question 8 PRIIPs calculation methodology for instruments outside the scope of PRIIPs [Last update: 6 June 2017]
Question 9 Cost calculation: access to relevant data [Last update: 6 June 2017]
Question 10 Cost of products falling within the PRIIPs transition period [Last update: 6 June 2017]
Question 11 Unavailability of manufacturer data on costs [Last update: 6 June 2017]
Question 12 Cost of transactions initiated in the provision of an investment service [Last update: 6 June 2017]
Question 13 Aggregation of costs and charges [Last update: 15 December 2023]
Question 14 Ex-ante disclosure and unavailability of actually incurred costs [Last update: 6 June 2017]
Question 15 Calculation of ex-ante transaction costs [Last update: 3 October 2017]
Question 16 Price of the position of the investment firm [Last update: 3 October 2017]
Question 17 Identification and disclosure of mark-ups and structuring costs [Last update: 3 October 2017]
Question 18 Eligible counterparties not intending to offer financial instruments to clients [Last update: 3 October 2017]
Question 19 Specific limitations to cost disclosure for eligible counterparties and professional clients [Last update: 3 October 2017]
Question 20 Disclosure in case of zero costs and charges [Last update: 3 October 2017]
Question 21 Timing of first annual ex-post reports on costs and charges [Last update: 3 October 2017]
Question 22 Level of individualisation of ex-ante information [Last update: 28 March 2019]
Question 23 Conditions to be met to use costs grids/tables for ex-ante information [Last update: 28 March 2019]
Question 24 Ex-ante information for the service of portfolio management [Last update: 28 March 2019]
Question 25 Terminology [Last update: 28 March 2019]
Question 26 Taxes to be included in the ex-ante and ex-post costs and charges information [Last update: 28 March 2019]
Question 27 Ex-ante information in case ofsell orders [Last update: 29 May 2019]
Question 28 Ex-ante information in case of telephone trading [Last update: 29 May 2019]
Question 29 Use of assumed investment amounts for ex-ante information in relation to investment services and/or products with non-linear charging structures [Last update: 29 May 2019]
Question 30 Use of ranges and maximum amount/percentages for ex-ante information [Last update: 29 May 2019]
Question 31 Information on costs and charges: Ex-post information for the service of portfolio management [Last update: 4 December 2019]
Question 32 Ex-post information under Article 50(9) of the Delegated Regulation and its relationship with information under Article 60 of the Delegated Regulation [Last update: 4 December 2019]
Question 33 Fair, clear and not misleading presentation of costs and charges [Last update: 21 December 2020]
Question 34 Timing ex-ante information investment advice and RTO/execution services relating to same transaction(s)s [Last update: 28 May 2021]
Question 35 Foreign currency [Last update: 15 December 2023]
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