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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
  Version 4 of 4    

Regulation 4 Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

Revoked from 29 August 2023

(1) The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 [S.I. 2001/544.] is amended as follows.

(2) For the heading to Schedule 2, substitute "Financial Instruments and Investment services and activities".

(3) In Part 1 of Schedule 2 -

(a) omit the heading "Section C of Annex 1 to the Markets in Financial Instruments Directive";

(b) in paragraph 6 [Paragraph 6 was substituted (with the rest of Schedule 2) by S.I. 2006/3384, and further amended by S.I. 2017/488.] -

(i) for "regulated market, an MTF or an OTF" substitute "UK regulated market, a UK MTF or a UK OTF (as defined by Article 2(1)(13A), (14A) and (15A) respectively of the markets in financial instruments regulation)";

(ii) for "traded on an OTF" substitute "traded on a UK OTF";

(c) in paragraph 7 [Paragraph 7 was substituted (with the rest of Schedule 2) by S.I. 2006/3384, and further amended by S.I. 2017/488.], after "commercial purposes" insert "or wholesale energy products traded on an EU OTF (

Comparing proposed amendment...