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Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 [SI 2018 No. 1403]Introductory TextPart 1 General (reg. 1)Regulation 1 Citation and commencementPart 2 Amendment of secondary legislation: European Communities Act 1972 (regs. 2-3)Regulation 2 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017Regulation 3 The Data Reporting Services Regulations 2017Part 3 Amendment of secondary legislation: European Union (Withdrawal) Act 2018 (regs. 4-23)Chapter 1 The Regulated Activities Order (reg. 4)Regulation 4 Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001Chapter 2 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (regs. 5-16)Regulation 5 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017Regulation 6 Introductory provisionsRegulation 7 InterpretationRegulation 8 Exempt and third country investment firmsRegulation 9 Algorithmic tradingRegulation 10 Direct electronic accessRegulation 11 Acting as a general clearing memberRegulation 12 Synchronisation of business clocksRegulation 13 Interpretation of Part 4Regulation 14 Removal of persons from the management boardRegulation 15 Miscellaneous FCA functionsRegulation 16 Administration and Enforcement of Parts 3, 4 and 5Chapter 3 The Data Reporting Services Regulations 2017 (regs. 17-23)Regulation 17 The Data Reporting Services Regulations 2017Regulation 18 Introductory provisionsRegulation 19 Authorisation of data reporting servicesRegulation 20 Temporary authorisationRegulation 21 Operating requirementsRegulation 22 Administration and enforcementRegulation 23 MiscellaneousPart 4 Amendment of EU Regulations (regs. 24-61)Chapter 1 Amendment of Markets in Financial Instruments Regulation (regs. 24-37)Regulation 24 Markets in Financial Instruments RegulationRegulation 25 Subject matter and scopeRegulation 26 DefinitionsRegulation 27 Transparency for trading venuesRegulation 28 Transparency for systematic internalisers and investment firms trading OTCRegulation 29 Transaction reportingRegulation 30 DerivativesRegulation 31 Non-discriminatory clearing access for financial instrumentsRegulation 32 Supervisory measures on product intervention and positionsRegulation 33 Provision of services and performance of activities by third-country firms following an equivalence decisionRegulation 34 Delegated and implementing actsRegulation 35 Final provisionsRegulation 36 Professional clientsRegulation 37 Transfer of FunctionsChapter 2 Commission Delegated Regulation 2017/565 (regs. 38-56)Regulation 38 Commission Regulation 2017/565Regulation 39 Application, scope and definitionsRegulation 40 Systematic internalisersRegulation 41 Algorithmic trading and electronic accessRegulation 42 Organisation requirementsRegulation 43 Conflicts of interestRegulation 44 Investment research and marketingRegulation 45 Underwriting and placingRegulation 46 Information to clientsRegulation 47 Investment AdviceRegulation 48 Best executionRegulation 49 Eligible counterpartiesRegulation 50 Record-keepingRegulation 51 SME growth marketRegulation 52 Operating obligations for trading venuesRegulation 53 Position reporting in commodity derivativesRegulation 54 Data provision obligations for data reporting service providersRegulation 55 Final provisionsRegulation 56 AnnexesChapter 3 Commission Delegated Regulation 2017/567 (regs. 57-61)Regulation 57 Commission Delegated Regulation 2017/567Regulation 58 InterpretationRegulation 59 Determining liquid markets for equity instrumentsRegulation 60 Data publication obligations for systematic internalisersRegulation 61 Supervisory measures on product intervention and position managementSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
Version 4 of 4

Regulation 4 Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

Revoked from 29 August 2023

[deleted]

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