Date-stamp loading
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
  Version 4 of 4    

Regulation 46 Information to clients

Revoked from 29 August 2023

(1) In Article 44 -

(a) omit the sub-heading in brackets;

(b) in paragraph 4(e), for "that of the Member State in which the retail client or potential retail client is resident" substitute "pounds sterling".

(2) In Article 45 -

(a) omit the sub-heading in brackets;

(b) in paragraph 1, for "Directive 2014/65/EU" substitute "UK law on markets in financial instruments";

(c) in paragraph 3 -

(i) in point (a), for "Article 30(2) of Directive 2014/65/EU" substitute "rule 3.6.2 of the Conduct of Business sourcebook";

(ii) in point (b), for "Section I of Annex II to Directive 2014/65/EU" substitute "Part 2 of Schedule 1 to Regulation (EU) No 600/2014".

(3) In Article 46, omit the sub-heading in brackets.

(4) In Article 47 -

(a) omit the sub-heading in brackets;

(b) in paragraph 1 -

(i) in point (e), omit "specifying the Member State in which that agent is registered";

(ii) in point (f), for "Article 25(6) of Directive 2014/65/EU" substitute "rules 9A.3.2 and 16A.2.1 of the Conduct of Busi

Comparing proposed amendment...