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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
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Regulation 51 SME growth market

Revoked from 29 August 2023

(1) In Article 77 -

(a) omit the sub-heading in brackets;

(b) in paragraph 1, in the opening words, for "point (a) of Article 33(3) of Directive 2014/65/EU" substitute "rule 5.10.2(1) of the Market Conduct sourcebook";

(c) in paragraph 2 -

(i) for "Article 4(1)(13) of Directive 2014/65/EU" substitute "regulation 2(1) of the Markets in Financial Instruments Regulation 2017";

(ii) for "Union" substitute "United Kingdom".

(2) In Article 78 -

(a) omit the sub-heading in brackets;

(b) in paragraph 1 -

(i) in the first sub-paragraph, for "point (a) of Article 33(3) of Directive 2014/65/EU, the competent authority of the home Member State of the operator of an MTF" substitute "rule 5.10.2(1) of the Market Conduct sourcebook, the FCA";

(ii) in the second sub-paragraph, for "points (b) to (g) of Article 33(3) of Directive 2014/65/EU, the competent authority" substitute "paragraphs (2) to (7) of rule 5.10.2 of the Market Conduct sourcebook, the FCA";

(c) in paragraph 2 -

(i) in the opening

Comparing proposed amendment...