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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2018
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Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 [SI 2018 No. 1403]
Introductory Text
Part 1 General (reg. 1)
Regulation 1 Citation and commencement
Part 2 Amendment of secondary legislation: European Communities Act 1972 (regs. 2-3)
Regulation 2 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Regulation 3 The Data Reporting Services Regulations 2017
Part 3 Amendment of secondary legislation: European Union (Withdrawal) Act 2018 (regs. 4-23)
Chapter 1 The Regulated Activities Order (reg. 4)
Regulation 4 Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
Chapter 2 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (regs. 5-16)
Regulation 5 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Regulation 6 Introductory provisions
Regulation 7 Interpretation
Regulation 8 Exempt and third country investment firms
Regulation 9 Algorithmic trading
Regulation 10 Direct electronic access
Regulation 11 Acting as a general clearing member
Regulation 12 Synchronisation of business clocks
Regulation 13 Interpretation of Part 4
Regulation 14 Removal of persons from the management board
Regulation 15 Miscellaneous FCA functions
Regulation 16 Administration and Enforcement of Parts 3, 4 and 5
Chapter 3 The Data Reporting Services Regulations 2017 (regs. 17-23)
Regulation 17 The Data Reporting Services Regulations 2017
Regulation 18 Introductory provisions
Regulation 19 Authorisation of data reporting services
Regulation 20 Temporary authorisation
Regulation 21 Operating requirements
Regulation 22 Administration and enforcement
Regulation 23 Miscellaneous
Part 4 Amendment of EU Regulations (regs. 24-61)
Chapter 1 Amendment of Markets in Financial Instruments Regulation (regs. 24-37)
Regulation 24 Markets in Financial Instruments Regulation
Regulation 25 Subject matter and scope
Regulation 26 Definitions
Regulation 27 Transparency for trading venues
Regulation 28 Transparency for systematic internalisers and investment firms trading OTC
Regulation 29 Transaction reporting
Regulation 30 Derivatives
Regulation 31 Non-discriminatory clearing access for financial instruments
Regulation 32 Supervisory measures on product intervention and positions
Regulation 33 Provision of services and performance of activities by third-country firms following an equivalence decision
Regulation 34 Delegated and implementing acts
Regulation 35 Final provisions
Regulation 36 Professional clients
Regulation 37 Transfer of Functions
Chapter 2 Commission Delegated Regulation 2017/565 (regs. 38-56)
Regulation 38 Commission Regulation 2017/565
Regulation 39 Application, scope and definitions
Regulation 40 Systematic internalisers
Regulation 41 Algorithmic trading and electronic access
Regulation 42 Organisation requirements
Regulation 43 Conflicts of interest
Regulation 44 Investment research and marketing
Regulation 45 Underwriting and placing
Regulation 46 Information to clients
Regulation 47 Investment Advice
Regulation 48 Best execution
Regulation 49 Eligible counterparties
Regulation 50 Record-keeping
Regulation 51 SME growth market
Regulation 52 Operating obligations for trading venues
Regulation 53 Position reporting in commodity derivatives
Regulation 54 Data provision obligations for data reporting service providers
Regulation 55 Final provisions
Regulation 56 Annexes
Chapter 3 Commission Delegated Regulation 2017/567 (regs. 57-61)
Regulation 57 Commission Delegated Regulation 2017/567
Regulation 58 Interpretation
Regulation 59 Determining liquid markets for equity instruments
Regulation 60 Data publication obligations for systematic internalisers
Regulation 61 Supervisory measures on product intervention and position management
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https://service.betterregulation.com/document/350597
Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 [SI 2018 No. 1403]
Part 4 Amendment of EU Regulations (regs. 24-61)
Chapter 1 Amendment of Markets in Financial Instruments Regulation (regs. 24-37)
Regulation 34 Delegated and implementing acts
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Version status:
Revoked
| Document consolidation status:
Updated to reflect all known changes
Version date: 29 August 2023 - onwards
Version 3 of 3
Regulation 34 Delegated and implementing acts
Revoked from 29 August 2023
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