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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
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Regulation 47 Investment Advice

Revoked from 29 August 2023

(1) In Article 52, omit the sub-heading in brackets.

(2) In Article 53 -

(a) omit the sub-heading in brackets;

(b) in paragraph 1, in the opening words, for "Article 24(7)(a) of Directive 2014/65/EU" substitute "rule 6.2B.11 of the Conduct of Business sourcebook";

(c) in paragraph 3(a), for "Article 24(4)(a) of Directive 2014/65/EU" substitute "rule 6.2B.33 of the Conduct of Business sourcebook".

(3) In Article 54 -

(a) omit the sub-heading in brackets;

(b) in paragraph 1, for "Article 25(2) of Directive 2014/65/EU" substitute "rule 9A.2.1 of the Conduct of Business sourcebook";

(c) in paragraph 3, in the second sub-paragraph, for "Section 1 of Annex II to Directive 2014/65/EU" substitute "Part 2 of Schedule 1 to Regulation (EU) No 600/2014";

(d) in paragraph 6, in the second sub-paragraph, for "Section 2 of Annex II to Directive 2014/65/EU" substitute "Part 3 of Schedule 1 to Regulation (EU) No 600/2014";

(e) in paragraph 8, for "Article 25(2) of Directive 2014/65/EU" substitute

Comparing proposed amendment...