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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 28 August 2022 - onwards
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33ANFA. Application of Part under PEPP Regulation.

(1) This Part applies in relation to the commission or suspected commission by a relevant person of a contravention of -

(a) a relevant provision,

(b) any direction given to a relevant person under a relevant provision or Regulation 4 of the Regulations of 2022,

(c) any direction given under financial services legislation to a relevant person pursuant to a relevant provision,

(d) any requirement imposed on a relevant person under -

(i) a relevant provision,

(ii) any direction given to a relevant person under a relevant provision or Regulation 4 of the Regulations of 2022, or

(iii) any direction given under financial services legislation to a relevant person pursuant to a relevant provision, or

(e) any obligation imposed on a relevant person by this Part or imposed by the Bank pursuant to a power exercised under this Part.

(2) For the purposes of this section -

(a) a reference in this Part to a regulated financial service provider or a financial service provider includes a reference to

Comparing proposed amendment...