Version date: 14 March 2018 - onwards
  Version 9 of 9    

iii. Investment policy

1. The Retail Investor AIF shall, in its prospectus, disclose the quantitative parameters on the extent of leverage which will be engaged in by the Retail Investor AIF.

2. The Retail Investor AIF shall, in its prospectus, include a list [Stock Exchanges in the European Economic Area, Australia, Canada, Hong Kong, Japan, New Zealand, Switzerland and the United States need not be listed individually. Derivative markets in the European Economic Area need not be listed individually.] of those stock exchanges and markets (including derivatives markets) on which securities or financial derivative instruments of the Retail Investor AIF are listed or traded. Only those stock exchanges and markets which meet with the regulatory criteria (i.e. regulated, operate regularly, be recognised and open to the public) at the date of the prospectus, may be included in the prospectus.

3. The Retail Investor AIF shall make a full disclosure in its prospectus of the states, local authorities and public inte