Version date: 14 March 2018 - onwards
  Version 9 of 9    

xiii. Conflicts of interest

1. The Retail Investor AIF shall, in its prospectus, include a description of the potential conflicts of interest which could arise between the AIFM, management company, general partner and investment manager and the Retail Investor AIF with details, where applicable, of how these are going to be resolved. A description of soft commission arrangements which may be entered into by a Retail Investor AIF must also be included.

2. The Retail Investor AIF shall only enter into a transaction with, as appropriate, its general partner, management company, depositary, AIFM, investment manager and/or its delegate or associated or group companies where there has been full disclosure in the Retail Investor AIF's prospectus.