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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2023 - onwards
  Version 3 of 3    

Regulation 3 Scope and application

Revoked from 1 July 2023

Save where the context provides otherwise -

(a) MiFID investment firms are subject to the requirements in Parts 2 and 6,

(b) investment business firms who are not fund administrators are subject to the requirements in Parts 2, 3 and 6,

(c) fund administrators are subject to the requirements in Parts 2 to 5 and 7,

(d) management companies authorised pursuant to the UCITS Regulations are subject to the requirements in Parts 6 and 7,

(e) alternative investment fund managers authorised pursuant to the AIFM Regulations are subject to the requirements in Parts 6 and 7,

(f) fund service providers are subject to the requirements in Part 7, and

(g) market operators are subject to the requirements in Part 8.

Comparing proposed amendment...