(1) An investment firm shall notify the following to the Bank in accordance with this Part and through the Online Reporting System:
(a) where the investment firm has failed to carry out the reconciliation referred to in Regulations 57(1), 57(2) and 57(3);
(b) where the investment firm has failed to carry out the daily calculation referred to in Regulation 58(1);
(c) any material reconciliation differences identified by an investment firm in accordance with the process referred to in Regulation 57(7);
(d) where applicable, the remedial actions referred to in Regulation 65(4) and the timeframe in which the investment firm carried out those remedial actions;
(e) any material lodgements or withdrawals by an investment firm from the client asset bank account, including lodgements or withdrawals made in accordance with Regulations 58(3) and 58(4);
(f) any breaches of or non-compliance with this Part.
(2) The notifications referred to in paragraphs (1)(a) and (b) shall be submitted toget