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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2023 - onwards
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Regulation 69 Application of provisions

Revoked from 1 July 2023

The following provisions shall apply to firms authorised by the Bank pursuant to section 10 of the Investment Intermediaries Act 1995 that are investment business firms within the meaning of these Regulations:

(a) Regulation 23(1)(l)-(m) of the MiFID Regulations;

(b) Schedule 3 to the MiFID Regulations;

(c) to the extent that these provisions relate to the provision of information to clients or reporting to clients on the safeguarding of client assets, Articles 46, 47, 49 and 63 of the 25 April Commission Delegated Regulation;

(d) Article 72(2) of the 25 April Commission Delegated Regulation.

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