|
IIA non-retail investment business firms |
||
|---|---|---|
|
Data Item (1) |
Reporting Frequency (2) |
Reporting Deadline (3) |
|
Annual Audited Accounts (Upload) |
Annual |
6 months after firm reporting year end |
|
Annual Accounts (Data Entry) |
Annual |
6 months after firm reporting year end |
|
Related Party Annual Accounts Upload (if required) |
Annual |
6 months after firm reporting year end |
|
Annual Ownership Confirmation |
Annual |
6 months after firm reporting year end |
|
Annual PCF Confirmation |
Annual |
2 months after calendar year end |
|
Management/Interim Accounts (Data Entry) |
Annual |
20 working days after firm reporting year end |
|
ICCL Report |
Annual |
20 working days after calendar year end |
|
Asset Concentration Disclosure |
Annual |
20 working days after calendar year end |
|
Capital Adequacy Statement |
Bi-Annual |
20 working days after firm reporting year end and 20 working days after firm reporting half year end |
|
Monthly Metrics Report |
Monthly | |
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2023 - onwards
Schedule, Part 2
Revoked from 1 July 2023