(1) Prior to first receiving client assets an investment firm shall disclose to clients or potential clients in the terms of business -
(a) its arrangements relating to the receipt of client assets,
(b) if applicable, a statement detailing its exchange rate policy,
(c) whether interest is payable in respect of client funds and the terms on which such interest is payable,
(d) where applicable, its arrangements relating to -
(i) the registration of client financial instruments and collateral, if these are not to be registered in the client's name,
(ii) claiming and receiving dividends, interest payments and other rights accruing to the client,
(iii) the exercise of conversion, subscription and redemption rights,
(iv) dealing with take-overs and capital re-organisations,
(v) the exercise of voting rights,
(e) where client assets are to be held in a pooled account, the nature of a pooled account and the risks of client assets being held in a pooled account,
(f) the trading name, regis