|
MiFID investment firms which do not meet either the criteria set out in Articles 1(2) and the criteria set out in Article 12(1) of the Investment Firm Regulation and have not been granted a derogation under 1(5) of the Investment Firm Regulation (Class 2 firms) |
||
|---|---|---|
|
(1) |
Reporting Frequency (2) |
Reporting Deadline (3) |
|
Annual Audited Accounts (Upload) |
Annual |
6 months after firm reporting year end |
|
FINREP+ Annual Audited Accounts |
Annual |
6 months after firm reporting year end |
|
Related Party Annual Accounts Upload (if required) |
Annual |
6 months after firm reporting year end |
|
FINREP+ Quarterly Management Accounts |
Quarterly |
20 working days after calendar quarter end [In situations where firms are permitted by national laws to report their financial information based on their accounting year-end, which deviates from the calendar year, reporting reference dates should be adjusted accordingly so that reporting of financial information |
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2023 - onwards
Schedule, Part 4
Revoked from 1 July 2023