1. Irish Financial Services Law
  2. Legislation (IE)
  3. Statutory Instruments
  4. 2017
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  1. Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017 [S.I. No. 604 of 2017]
  2. Part 6 Client Asset Requirements (regs. 47-69)
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Part 6 Client Asset Requirements (regs. 47-69)

Comparing proposed amendment...
Revoked
 Regulation 47 Interpretation
Chapter 1 General Requirements (regs. 48-58)
Revoked
 Regulation 48 Segregation
Revoked
 Regulation 49 Holding and depositing client funds
Revoked
 Regulation 50 Holding and depositing client financial instruments
Revoked
 Regulation 51 Registration of client financial instruments
Revoked
 Regulation 52 Designation
Revoked
 Regulation 53 Funds facilities agreement and financial instruments facilities agreement
Revoked
 Regulation 54 Verification and third party confirmations
Revoked
 Regulation 55 Collateral margined transactions
Revoked
 Regulation 56 Securities financing transactions
Revoked
 Regulation 57 Reconciliation
Revoked
 Regulation 58 Daily calculation
Chapter 2 Client Disclosure (regs. 59-61)
Revoked
 Regulation 59 Information to be provided to clients in the terms of business
Revoked
 Regulation 60 Client assets key information document
Revoked
 Regulation 61 Statement of client financial instruments or client funds
Chapter 3 Client Consent (reg. 62)
Revoked
 Regulation 62 Client consent requirements
Chapter 4 Risk Management and Assurance (regs. 63-65)
Revoked
 Regulation 63 Risk management
Revoked
 Regulation 64 Client asset management plan
Revoked
 Regulation 65 Client asset examination
Chapter 5 Outsourcing, Record-Keeping and Reporting Requirements (regs. 66-68)
Revoked
 Regulation 66 Outsourcing requirements
Revoked
 Regulation 67 Record-keeping - general requirements
Revoked
 Regulation 68 Reporting requirements
Chapter 6 Miscellaneous (reg. 69)
Revoked
 Regulation 69 Application of provisions
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