|
MiFID investment firms which meet all of the conditions set out in Article 12(1) of the Investment Firm Regulation (Class 3 firms) |
||
|---|---|---|
|
(1) |
Reporting Frequency (2) |
Reporting Deadline (3) |
|
Annual Audited Accounts (Upload) |
Annual |
6 months after firm reporting year end |
|
FINREP+ Annual Audited Accounts |
Annual |
6 months after firm reporting year end |
|
Related Party Annual Accounts Upload (if required) |
Annual |
6 months after firm reporting year end |
|
FINREP+ Annual Management Accounts |
Annual |
20 working days after firm reporting year end |
|
FINREP+ Interim Management Accounts (if Required) |
Annual |
20 working days after firm reporting half year end |
|
FINREP Management Accounts Vs Budget (if Required) |
Annual |
20 working days after firm reporting year end and, if required, 20 working days after firm reporting half year end |
|
FINREP+ Monthly Management Accounts (if Required) |
Monthly |
20 working days of calendar month end |
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2023 - onwards
Schedule, Part 5
Revoked from 1 July 2023