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MiFID investment firms which meet the criteria set out in Article 1(2) of the Investment Firm Regulation or MiFID investment firms which have been granted a derogation under Article 1(5) of the Investment Firm Regulation (Class 1 minus firms) |
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(1) |
Reporting Frequency (2) |
Reporting Deadline (3) |
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Annual Audited Accounts (Upload) |
Annual |
6 months after firm reporting year end |
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FINREP+ Annual Audited Accounts |
Annual |
6 months after firm reporting year end |
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Related Party Annual Accounts Upload (if required) |
Annual |
6 months after firm reporting year end |
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FINREP Solo Class 1 Minus/FINREP Solo GAAP Class 1 Minus [Applicable only where a Class 1 minus firm is not in scope of Article 430(3)(b) of the Capital Requirement Regulation.] |
Quarterly |
Quarterly by close of business on 12 May, 11 August, 11 November and 11 February. If the remittance day falls on a public holiday, or a Saturday or a Sunday, data must be submitted on the foll |
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2023 - onwards
Schedule, Part 3
Revoked from 1 July 2023