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Chapter 1 Preliminary (s. 18) |
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18. Definitions (Part 3). |
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Chapter 2 Controlled functions (ss. 19-23A) |
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19. Definition (Chapter 2). |
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20. Controlled functions. |
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21. Application of standards of fitness and probity. |
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22. Pre-approval controlled functions. |
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23. Appointment of persons to perform pre-approval controlled functions. |
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23A. |
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Chapter 3 Suspension and investigation of fitness and probity of persons performing controlled functions, etc. (ss. 24-41) |
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24. Definition (Chapter 3). |
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25. Head of Financial Regulation may investigate persons' fitness and probity. |
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25A. Notice of investigation |
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26. Head of Financial Regulation may issue suspension notice, etc. |
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27. Effect of suspension notices. |
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28. Suspension notices that have not been confirmed - period of effect. |
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29. Confirmation of suspension notices. |
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30. Enforcement of suspension notice. |
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31. Court's power to extend validity of suspension notices. |
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32. Head of Financial Regulation may require persons to give evidence or produce documents. |
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33. Offence of failing to appear. |
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34. Investigation into fitness and probity - conduct of proceedings. |
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35. Proceedings normally to be in private. |
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36. Offence of failing to produce document, etc. |
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37. Offence of refusing to answer question, etc. |
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38. Privilege for evidence given under this Chapter, etc. |
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39. Payment of allowances and expenses to persons who appear before Head of Financial Regulation. |
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40. Head of Financial Regulation may certify failure to produce document, etc. |
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41. Head of Financial Regulation to prepare report. |
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Chapter 4 Prohibition of certain persons from performing controlled functions (ss. 42-46) |
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42. Definitions (Chapter 4). |
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43. Bank may prohibit person from carrying out controlled function, etc. |
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44. Enforcement of certain prohibition notices. |
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45. Application to Court to confirm prohibition notice. |
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45A. Application to vary or revoke prohibition notice |
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46. Agreement for prohibition notice to have effect without confirmation. |
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Chapter 5 Miscellaneous (ss. 47-53) |
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47. Use of information. |
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48. Offences of providing false or misleading information, etc. |
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49. Penalties for offences under this Part. |
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49A. Service of notices and other documents. |
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50. Standards of fitness and probity. |
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51. Effect of this Part. |
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52. Appointment of nominees, etc., for purposes of this Part. |
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52A. Independence of decision-makers. |
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53. Regulations - facilitation of performance of functions. |
